Lead regulatory advisory delivery at Broadridge using risk management and emerging technology expertise in a hybrid Greater Toronto Area role. Shape complex engagements for Canadian financial institutions.
As Senior Director, you will lead the Emerging Technologies practice’s advisory engagements and report to the VP, Practice Lead. Your work spans regulatory change, dealer consolidation, regtech, operating models, and enterprise risk programs. You will connect advisory services with Broadridge platforms while guiding directors, managers, and consultants.
Key Responsibilities:

Own engagement scope, quality, margin, satisfaction, and product alignment
Lead regulatory and operating model engagements end to end
Direct AML, surveillance, onboarding, and AI-enabled implementations
Design enterprise risk and compliance programs
Develop reusable advisory offers, frameworks, and client deliverables
Requirements:

Bachelor’s degree or equivalent practical experience
12+ years in regulatory compliance, risk, operations, or consulting
5+ years leading consultants or multidisciplinary delivery teams
Knowledge of CIRO, CSA, OSFI, and FINTRAC
Based in Greater Toronto Area and able to travel
Bring executive communication, commercial judgment, and regulatory fluency to Broadridge’s advisory delivery leadership across Canada.

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Senior Director Regulatory Advisory Delivery