Job opportunity
Financial Services Compliance Analyst
iA Financial Group
Advance your career as a Compliance Analyst within the financial services industry, focusing on regulatory compliance. This role emphasizes collaboration and critical analysis of business practices.
In this position, you will ensure adherence to regulatory standards for advisors while conducting insightful analyses. With a background of at least three years in financial compliance, you will provide guidance and recommendations to enhance organizational practices. Your organizational skills and attention to detail will be pivotal in navigating an evolving regulatory landscape.
Key Responsibilities:
• Evaluate compliance of independent financial advisors’ practices
• Develop recommendation reports from compliance analyses
• Recommend corrective actions during advisor reviews
• Support compliance assessments for financial products
• Participate in relevant compliance department projects
Requirements:
• 3+ years of experience in financial services compliance
• Bachelor’s degree in Law, Finance, or similar
• Strong verbal and written French communication skills
• Excellent analytical and problem-solving abilities
• Familiarity with financial regulatory requirements
Be part of a solutions-oriented team that supports regulatory compliance in financial services.
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Apply on source site In this position, you will ensure adherence to regulatory standards for advisors while conducting insightful analyses. With a background of at least three years in financial compliance, you will provide guidance and recommendations to enhance organizational practices. Your organizational skills and attention to detail will be pivotal in navigating an evolving regulatory landscape.
Key Responsibilities:
• Evaluate compliance of independent financial advisors’ practices
• Develop recommendation reports from compliance analyses
• Recommend corrective actions during advisor reviews
• Support compliance assessments for financial products
• Participate in relevant compliance department projects
Requirements:
• 3+ years of experience in financial services compliance
• Bachelor’s degree in Law, Finance, or similar
• Strong verbal and written French communication skills
• Excellent analytical and problem-solving abilities
• Familiarity with financial regulatory requirements
Be part of a solutions-oriented team that supports regulatory compliance in financial services.
#J-18808-Ljbffr