Job opportunity
Fidelity Canada Compliance Analyst Role
Fidelity International
Excel in a Compliance Analyst position with Fidelity Clearing Canada, working within a flexible hybrid schedule. Engage in ensuring compliance and managing regulatory documentation and inquiries.
In this pivotal role, reporting to the Director of Compliance, you will be part of a team dedicated to regulatory compliance and operational support for the firm. Key functions include audits, process improvements, and training for staff on compliance issues. Your contributions will facilitate robust compliance functions within the company.
Key Responsibilities:
• Manage inquiries in the Compliance mailbox
• Assist in compliance report preparation and metrics
• Support in policy review and enhancement projects
• Coordinate audit compliance requests and data collection
• Handle incident management and escalation processes
Requirements:
• A university degree or equivalent experience
• Minimum of 3 years in the investment industry
• Strong knowledge of compliance regulations
• Exceptional analytical and communication abilities
• Proficiency in Microsoft Office and relevant systems
Become a vital asset in Fidelity's Compliance team, enhancing operational integrity and regulatory adherence.
#J-18808-Ljbffr
Apply on source site In this pivotal role, reporting to the Director of Compliance, you will be part of a team dedicated to regulatory compliance and operational support for the firm. Key functions include audits, process improvements, and training for staff on compliance issues. Your contributions will facilitate robust compliance functions within the company.
Key Responsibilities:
• Manage inquiries in the Compliance mailbox
• Assist in compliance report preparation and metrics
• Support in policy review and enhancement projects
• Coordinate audit compliance requests and data collection
• Handle incident management and escalation processes
Requirements:
• A university degree or equivalent experience
• Minimum of 3 years in the investment industry
• Strong knowledge of compliance regulations
• Exceptional analytical and communication abilities
• Proficiency in Microsoft Office and relevant systems
Become a vital asset in Fidelity's Compliance team, enhancing operational integrity and regulatory adherence.
#J-18808-Ljbffr