Job opportunity
VP, Wealth Management Compliance & Oversight
Canaccord Genuity Corp.
Canaccord Genuity Corp. in Toronto seeks a Vice President to lead the Wealth Management Compliance Business Oversight and Advisory team, reporting to the Chief Compliance Officer.
This role will drive the regulatory program for Wealth Management, ensuring adherence to securities regulations, CIRO rules, AML, and privacy, while advising on products, client solutions, and marketing initiatives. The successful candidate will supervise the oversight framework for branch reviews, supervisor and
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Apply on source site This role will drive the regulatory program for Wealth Management, ensuring adherence to securities regulations, CIRO rules, AML, and privacy, while advising on products, client solutions, and marketing initiatives. The successful candidate will supervise the oversight framework for branch reviews, supervisor and
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