Job opportunity
Senior Securities Administration Associate
RBC
Manage securities documentation and client account administration for RBC Dominion Securities in Richmond Hill, supporting compliant wealth management service.
As a Senior Associate, you will serve as an internal and external contact for clients and Advisors. You will keep account records current, support regulatory compliance, follow trades, and assist portfolio and planning activities. Collaboration and organization are central to this work.
Key Responsibilities:
Maintain client accounts and current supporting documentation
Ensure updates meet internal controls and regulatory requirements
Assist Advisors with portfolio and wealth planning opportunities
Prepare client and prospect meetings with Advisors
Confirm proper settlement and delivery of client trades
Requirements:
Canadian Investment Regulatory Exam, CIRE
Business technology skills, including Microsoft Office Suite
High-quality organization and time management skills
Minimum five years of securities industry experience preferred
Strong professional client service capabilities
Apply securities administration, regulatory documentation, and account management skills within RBC Dominion Securities wealth management.
#J-18808-Ljbffr
Apply on source site As a Senior Associate, you will serve as an internal and external contact for clients and Advisors. You will keep account records current, support regulatory compliance, follow trades, and assist portfolio and planning activities. Collaboration and organization are central to this work.
Key Responsibilities:
Maintain client accounts and current supporting documentation
Ensure updates meet internal controls and regulatory requirements
Assist Advisors with portfolio and wealth planning opportunities
Prepare client and prospect meetings with Advisors
Confirm proper settlement and delivery of client trades
Requirements:
Canadian Investment Regulatory Exam, CIRE
Business technology skills, including Microsoft Office Suite
High-quality organization and time management skills
Minimum five years of securities industry experience preferred
Strong professional client service capabilities
Apply securities administration, regulatory documentation, and account management skills within RBC Dominion Securities wealth management.
#J-18808-Ljbffr