Job opportunity
Regional Compliance Officer Wealth Management
Bank of Montreal
Regional Compliance Officers at BMO Private Wealth apply regulatory governance and operational risk expertise from 100 King Street West. This role supports business operations within the jurisdiction.
As a Regional Compliance Officer, you will support BMO Private Wealth’s first line of defense programs. Your work spans compliance, AML, operational risk, internal controls, and governance. You will advise leaders, monitor developments, and coordinate practical regulatory changes.
Key Responsibilities:
Implement and enhance first line risk and compliance programs
Advise leaders on regulatory, AML, and control matters
Monitor developments and coordinate required business changes
Oversee policies, procedures, governance documents, and control frameworks
Coordinate audits, examinations, findings, and remediation plans
Requirements:
5-7+ years in financial services risk or compliance
First line risk program experience within regulated environments
Understanding of risk frameworks, controls, and governance practices
Experience supporting audits, examinations, reviews, and remediation
Series 24 licence strongly preferred
Apply regional compliance expertise, regulatory guidance, and first line oversight to strengthen risk management at BMO Private Wealth.
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Apply on source site As a Regional Compliance Officer, you will support BMO Private Wealth’s first line of defense programs. Your work spans compliance, AML, operational risk, internal controls, and governance. You will advise leaders, monitor developments, and coordinate practical regulatory changes.
Key Responsibilities:
Implement and enhance first line risk and compliance programs
Advise leaders on regulatory, AML, and control matters
Monitor developments and coordinate required business changes
Oversee policies, procedures, governance documents, and control frameworks
Coordinate audits, examinations, findings, and remediation plans
Requirements:
5-7+ years in financial services risk or compliance
First line risk program experience within regulated environments
Understanding of risk frameworks, controls, and governance practices
Experience supporting audits, examinations, reviews, and remediation
Series 24 licence strongly preferred
Apply regional compliance expertise, regulatory guidance, and first line oversight to strengthen risk management at BMO Private Wealth.
#J-18808-Ljbffr