Job opportunity
Cross-Border Compliance Associate (12-Month Contract)
Raymond James Financial
Raymond James Ltd. is seeking a Compliance Associate for a 12-month contract to support routine monitoring, documentation and administration across multiple business lines.
The role can be based out of Toronto or Vancouver and involves collaboration with advisors, sales assistants, the firm’s custodian, and home office staff. The ideal candidate has securities industry or compliance experience, familiarity with regulatory processes, and FINRA exam credentials or willingness to pursue them.
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Apply on source site The role can be based out of Toronto or Vancouver and involves collaboration with advisors, sales assistants, the firm’s custodian, and home office staff. The ideal candidate has securities industry or compliance experience, familiarity with regulatory processes, and FINRA exam credentials or willingness to pursue them.
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